Registered Firm / Branch Search

Last updated 11/25/2022.

When searching for a firm, "Less is More." The more information you enter, the LOWER your chances of making a 'hit.' For best results for looking up a specific firm, enter the Registration Number and hit apply. 

A Branch ID of "0" indicates a firm. Any number above "0" indicates a Branch of a Firm.

Do not use abbreviations in the State Field (type Arizona, not AZ).

A spreadsheet of the results of a search can be downloaded by selecting the Export CSV box to the right. 

Please note that Board staff cannot make recommendations regarding the procurement of registrant services.